FinanceMagnates
The National Futures Association (NFA) has fined NinjaTrader $250,000, alleging serious gaps in its
compliance framework. According to the association, the Chicago-based
futures commission merchant faced regulatory scrutiny over failures in both its
anti-money laundering (AML) program and overall supervision procedures.The enforcement action follows a settlement between
NinjaTrader and the NFA…
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NinjaTrader Fined $250,000 by National Futures Association Over Compliance Failures
Jared Kirui
01:19
The National Futures Association (NFA) has fined NinjaTrader $250,000, alleging serious gaps in its compliance framework. According to the association, the Chicago-based futures commission merchant faced regulatory scrutiny over failures in both its anti-money laundering (AML) program and overall supervision procedures.The enforcement action follows a settlement between NinjaTrader and the NFA…
